All Financial Conduct Authority (FCA) articles – Page 4
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UK roundup: WTW urges investors to review multi-asset strategies
Mercer forecasts quadrupling of UK pension scheme bulk buy-outs over next decade
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Accounting roundup: FRC targets ESG for next reporting season
PIRC suggests FRC ignored s172, IASB completes hedge accounting amendments
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DWP cites Swedish example in consultation on pension statements
Pensions minister threatens regulation if no action from industry
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Asset management roundup: Asset managers seek to improve industry culture
Plus: Canadian asset manager Manulife Investment Management hires duo for Dublin office as part of European expansion
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NEST to launch regulated investment arm
The £8bn multi-employer scheme has requested authorisation from the UK regulator to set up NEST Invest to allow co-investments and derivatives use
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Pension freedom policy was rushed, says FCA chair
‘A major change of policy like this needs a substantial period of planning and testing so that all necessary safeguards are integrated before it is launched’
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Politicians urge government to legislate for cost disclosure
Industry cost reporting templates will not be sufficient to provide full transparency for pension funds and savers, argues Work and Pensions Select Committee
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UK regulator seeks to stem flow of exits from DB schemes
Financial Conduct Authority says too much financial advice related to transfers is ‘still not of an acceptable standard’
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Asset management roundup: UK, China regulators agree stock connect programme
Plus: DWS to sell €2bn hedge fund business to Alma Capital; MFS signs Italian distribution agreement with Deutsche Bank
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FCA to revisit UK illiquid asset rules after high-profile fund suspension
Trading in shares of the £4.3bn LF Woodford Equity Income fund was suspended last week following a wave of investor redemption requests
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UK and Dutch regulators to increase co-operation ahead of Brexit
The agreement between the FCA and AFM is to apply in both a deal and no-deal Brexit scenario
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UK regulator to expand scope and powers [updated]
The Pensions Regulator says it will take a greater interest in more pension schemes as part of its latest corporate strategy
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UK and Australia agree post-Brexit regulatory co-operation
MoUs follow agreements with US and EU regulators as leaders prepare to discuss Article 50 extension
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Moody’s: No-deal Brexit ‘manageable’ for EU asset managers
Asset managers’ and regulators’ preparations would minimise impact
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FCA finalises ‘no-deal’ rules as parliament rejects Brexit agreement again
UK regulator publishes final rulebook for EU exit transition and reaffirms information-sharing agreement with SEC
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Goldman Sachs fined £34m for MiFID reporting breaches
Second multi-million penalty levied this month by UK regulator for transaction reporting failures
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Regulators set up climate risk monitoring committee
FCA, PRA and 15 financial services companies to meet three times a year to lead the regulatory approach to climate change
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UK regulator demands improvement on ‘misleading’ fee disclosure
Asset managers ‘generally do not disclose all associated costs and charges’ and could face further regulatory action
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Watchdog to ‘level playing field’ on costs for DC schemes
FCA launches consultation on how to ensure value for money for defined contribution scheme members
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UK regulator rejects MiFID II sector coverage fears
Andrew Bailey says the revised directive could save investors as much as £1bn in the next five years