All Financial Conduct Authority (FCA) articles – Page 11
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UK roundup: Zurich Assurance, Mercer, FCA, Threadneedle
Zurich agrees £90m longevity hedge for undisclosed UK pension plan
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UK roundup: FCA, PLSA, trustees, TPR
UK pension association calls on regulator to consider role of trustees under new pensions freedoms
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UK think tank suggests lead regulator for DC funds over merger
Paper warns lack of regulation of master trusts could lead to poorer outcomes
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UK roundup: The Pensions Regulator, Pensions Infrastructure Platform, JLT
Regulator to survey DC trust schemes over exit feels, penalty charges
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BNY Mellon fined £126m in UK for failure to protect custody assets
Firm fined over failure to comply with UK regulator’s rules for custodians for six years
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NAPF loses DC policy head to UK Financial Conduct Authority
Veteran joins Financial Conduct Authority after overseeing NAPF’s DC quality programme
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Bank of England to run rule over asset managers' liquidity strategies
UK central bank to work with regulator to analyse asset managers’ approach to managing liquidity in stressed markets
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UK roundup: FCA, auto-enrolment, The Pensions Regulator, NEST, RSA
UK regulator supports creation of pensions dashboard to allow savers to see complete savings in one location
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UK roundup: Financial Conduct Authority, F&C, LDI market
UK financial regulator to launch review of asset management industry in coming year
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UK roundup: DWP and FCA on charges, JLT on DB deficits
Government, financial regulator publish consultation to create standards for disclosure of transaction costs in DC funds
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Aviva Investors slapped with FCA fine over conflicts of interest
UK asset manager charged £17.6m by regulator after traders engage in ‘cherry picking’ with fixed income funds
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Asset management roundup: FCA, NAPF, Natixis, DNCA, Man Group, NewSmith
UK’s FCA launches investigation of investment banking sector, to consider further review of asset management
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UK legacy schemes granted year to tackle problem of high fees
Proposals put forward by Independent Project Board ’shockingly weak’, say critics
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UK Pensions Regulator makes chief executive appointment
COO at financial services regulator to take charge in March 2015, almost two years after Galvin departure
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UK regulators disclose combined approach to DC pensions regulation
Guide aims to ease concerns of disjointed regulation, warns of joint investigation for crossover concerns
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UK watchdog fines SEI Investments £1m for failing to protect client money
Asset manager insists none of its clients suffered or lost money