All Financial Conduct Authority (FCA) articles – Page 14
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News
UK roundup: Financial Conduct Authority, F&C, LDI market
UK financial regulator to launch review of asset management industry in coming year
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News
UK roundup: DWP and FCA on charges, JLT on DB deficits
Government, financial regulator publish consultation to create standards for disclosure of transaction costs in DC funds
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Aviva Investors slapped with FCA fine over conflicts of interest
UK asset manager charged £17.6m by regulator after traders engage in ‘cherry picking’ with fixed income funds
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Asset management roundup: FCA, NAPF, Natixis, DNCA, Man Group, NewSmith
UK’s FCA launches investigation of investment banking sector, to consider further review of asset management
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News
UK legacy schemes granted year to tackle problem of high fees
Proposals put forward by Independent Project Board ’shockingly weak’, say critics
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News
UK Pensions Regulator makes chief executive appointment
COO at financial services regulator to take charge in March 2015, almost two years after Galvin departure
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UK regulators disclose combined approach to DC pensions regulation
Guide aims to ease concerns of disjointed regulation, warns of joint investigation for crossover concerns
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UK watchdog fines SEI Investments £1m for failing to protect client money
Asset manager insists none of its clients suffered or lost money
