All Securities and Exchange Commission (SEC) articles – Page 3
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News
Ex-State Street transitions chief convicted of fraud
Hidden trade mark-ups helped generate $20m in “improper revenue” for the bank, according to US regulators
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News
Joseph Mariathasan: What to do about high-frequency trading?
Four years after Michael Lewis’s Flash Boys, questions about high-frequency trading remain
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News
EU, US regulators clear path for MiFID II research provision
Providers based outside of the EU can continue to bundle research costs under certain circumstances
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News
Sweden’s regulator worried by Trump deregulation plan
Director Erik Thedéen raises concerns following US visit to SEC, IMF and Federal Reserve
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